The Firm

Red Rock Securities Law Inc. is an Arizona law firm with an operational focus on securities law and securities offering preparation. The Firm works primarily with small and medium size companies that require investor capital and those companies will be executing a securities offering under SEC Regulation D, Regulation CF or Regulation A. The Firm combines the services of a securities and corporate law firm with securities offering investor portal technology provided through the law firm’s sister company, Red Rock Investor Technology Inc.

This powerful combination provides Red Rock Securities Law clients with a truly unique combination of securities and corporate law services complimented by Red Rock Investor Technology’s advanced investor web portal website builds which are utilized to administer a capital raise.

Operating as Regulation D Resources from 1999-2023, Red Rock Securities Law has provided services for over 5,500 securities offerings over a 25 year history. Red Rock Investor Technology’s Investor Web Portal Technology, debuted in 2015, has met with critical acclaim from clients and industry professionals.

Companies seeking to raise capital through a modern securities offerings need an experienced law firm to prepare the offering and foundational corporate legal work. Modern offerings also call for appropriate internet-based technology to help administer the offering, including:

  • effectively engaging investor prospects;
  • guiding and tracking prospects through the investment process; and,
  • managing investors after investment in the company.

The Red Rock Securities Law and affiliate Red Rock Investor Technology offer this combination of services with a coordinated “team effort” for the corporate/securities legal services and the Investor Raise Portal Build.

Interested in working with the Red Rock Securities Law? Call us today to discuss: (720) 586-8610.

President and Founder

Douglas Ruark
Founder & President

Managing Attorney

Brian Geoghegan, Esq.
Mangaing Attorney

Technology Team

Ben Abbott
Senior Web Developer
Mike Steele
Lead Software Engineer

Office Staff

Corey Nelson
Marketing Coordinator
Angel Ferns
Office Manager

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