The Firm
Red Rock Securities Law Inc. is an Arizona law firm with an operational focus on securities law and securities offering preparation. The Firm works primarily with small and medium size companies that require investor capital and those companies will be executing a securities offering under SEC Regulation D, Regulation CF or Regulation A. The Firm combines the services of a securities and corporate law firm with securities offering investor portal technology provided through the law firm’s sister company, Red Rock Investor Technology Inc.
This powerful combination provides Red Rock Securities Law clients with a truly unique combination of securities and corporate law services complimented by Red Rock Investor Technology’s advanced investor web portal website builds which are utilized to administer a capital raise.
Operating as Regulation D Resources from 1999-2023, Red Rock Securities Law has provided services for over 5,500 securities offerings over a 25 year history. Red Rock Investor Technology’s Investor Web Portal Technology, debuted in 2015, has met with critical acclaim from clients and industry professionals.
Companies seeking to raise capital through a modern securities offerings need an experienced law firm to prepare the offering and foundational corporate legal work. Modern offerings also call for appropriate internet-based technology to help administer the offering, including:
- effectively engaging investor prospects;
- guiding and tracking prospects through the investment process; and,
- managing investors after investment in the company.
Douglas Ruark
Founder and President
Have questions? Email us.
Our Reviews.
Working with the Red Rock Securities Law team makes the journey for us and our clients very smooth. We have seen the results as our clients get qualified faster and faster. Our team at KoreConX is proud to be partnered with Red Rock Securities Law and having them part of our global ecosystem.
Oscar A Jofre, co-founder,
CEO KoreConX Inc., KoreChain Inc.
The Assurance Dimensions team has worked hand and hand with Red Rock Securities Law for years on all types of crowd funding projects. Red Rock Securities Law’s professionalism, attention to detail and overall focus on providing a quality and timely product to its clients is second to none.
Matthew McNamara,
Managing Partner, Assurance Dimensions
Extremely impressed with the services and deliverables. They provide high-end PPM documents, expert compliance support, and have truly valuable broker-dealer contacts for accessing capital. Professional staff and a great company to work with! I highly recommend them.
Steven Santos,
BRIT Real Estate Ventures
The Red Rock team provided exceptional support throughout our recent offering process. Their attorneys demonstrated thorough expertise in Reg D regulations while making a complex process straightforward and manageable. They were attentive to our specific needs and maintained a client-first approach that made working with them both productive and reassuring. I highly recommend their services.
James Oakley,
TopKid Entertainment