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Regulation A+ Offerings

  • Raise up to $75M Annually

  • Public Promotion of the Offering Allowed

  • Entire Investing Public Can Invest

  • Public Offering Investor Acquisition Capabilities

Regulation A+ Offerings

  • Raise up to $75M Annually

  • Public Promotion of the Offering Allowed

  • Entire Investing Public Can Invest

  • Public Offering Investor Acquisition Capabilities

Red Rock Securities Law provides comprehensive SEC Regulation A Tier 1 and Tier 2 offering preparation legal services and, through our affiliate Red Rock Investor Technology, Regulation A Investor Raise Portal build services to administer the raise.

Regulation A provides the capability for issuers to engage in general advertising and solicitation of the offering and allows accredited and non-accredited investors to participate. Tier 1 Regulation A allows an issuer to raise up to $20m annually and Tier 2 allows up to $75m annually. Tier 2 is the more frequently used program as it allows securities sales in all 50 states immediately upon Federal SEC Qualification.

A Regulation A+ offering is the most sophisticated private securities offering a company can execute and provides the investor acquisition capabilities of a public offering with a more streamlined and cost effective preparation process. Regulation A also has unique benefits such as freely-trading securities and the “selling securityholder” feature that allows existing equity holders in the issuer company to sell securities through the Regulation A+ offering.

Interested in learning more about Red Rock Securities Law’s Regulation A legal and investor portal build services?  Call us today to discuss! (720) 586-8610

  • Legal guidance on entity structure, offering structure, and setting of applicable offering terms;
  • Legal guidance on Federal securities rules and regulations as they pertain to the Regulation A exemption;
  • Drafting of the Form 1-A and necessary Exhibits;
  • EDGAR submission of Form 1-A and Exhibits with the SEC;
  • Filing of one set of SEC comment response and amendment (additional comment responses billed hourly);
  • Access to Red Rock Securities Law eco-system of administrative FINRA broker-dealers, transfer agents, escrow providers, and CPA’s;
  • Access to our exclusive 800-firm FINRA retail broker-dealer database available to Regulation A+ clients;
  • Build and deployment of a Regulation A+ Investor Web Portal integrated with transfer agent and payment processing systems (Reg A+ Investor Web Portal build provided by affiliate Red Rock Investor Technology Inc. and is included in the Offering Preparation flat fee)
  • Flat fee offering preparation
  • Flat fee structure for Regulation A+ offering preparation services provides a fixed budget for the preparation of the securities offering.
  • Highly-experienced staff including securities and corporate attorneys, EDGAR filing specialists, and Investor Web Portal build team through our affiliate Red Rock Investor Technology Inc.
  • Custom Regulation A+ Investor Web Portal website build that will engage investor prospects and integrate with transfer agent systems for automated subscription processing and cap table management.
  • Access to Red Rock Securities Law eco-system of administrative FINRA broker-dealers, transfer agents, escrow providers and auditors.
  • Access to our exclusive 800-firm FINRA retail broker-dealer database available to Regulation A+ clients.
  • Comprehensive services with a “quarterback” approach to managing the process and coordinating vendors that reduces time, effort, and stress for the client.
    Optional services for completion and filing of periodic report filings.
Related Content

 

Video – Regulation A+ and the Use of ATS Systems

Video- Regulation A+ and Selling Shareholders – A Liquidity Option for Your Investors

Video – Regulation A Offerings – Series LLC and the Replicate Model

Regulation A – SEC Information Page (SEC Website)

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