Regulation A+ Offerings
Raise up to $75M Annually
Public Promotion of the Offering Allowed
Entire Investing Public Can Invest
Public Offering Investor Acquisition Capabilities
Frequently called a “mini-IPO” – the Regulation A+ program provides the capability for issuers to engage in general advertising and solicitation of the offering and allows accredited and non-accredited investors to participate.
A Regulation A+ offering is the most sophisticated private securities offering a company can execute and provides the investor acquisition capabilities of a public offering with a more streamlined and cost effective preparation process. Regulation A also has unique benefits such as freely-trading securities and the “selling securityholder” feature that allows existing equity holders in the issuer company to sell securities through the Regulation A+ offering.
- Legal guidance on entity structure, offering structure, and setting of applicable offering terms;
- Legal guidance on Federal securities rules and regulations as they pertain to the Regulation A exemption;
- Drafting of the Form 1-A and necessary Exhibits;
- EDGAR submission of Form 1-A and Exhibits with the SEC;
- Filing of one set of SEC comment response and amendment (additional comment responses billed hourly);
- Access to Red Rock Securities Law eco-system of administrative FINRA broker-dealers, transfer agents, escrow providers, and CPA’s;
- Access to our exclusive 800-firm FINRA retail broker-dealer database available to Regulation A+ clients;
- Build and deployment of a Regulation A+ Investor Web Portal integrated with transfer agent and payment processing systems (Reg A+ Investor Web Portal build provided by affiliate Red Rock Investor Technology Inc. and is included in the Offering Preparation flat fee)
- Flat fee offering preparation
- Flat fee structure for Regulation A+ offering preparation services eliminates budget concerns related to unforeseen offering preparation costs.
- Highly-experienced staff including securities and corporate attorneys, EDGAR filing specialists, and Investor Web Portal build team through our affiliate Red Rock Investor Technology Inc.
- Custom Regulation A+ Investor Web Portal website build that will engage investor prospects and integrate with transfer agent systems for automated subscription processing and cap table management.
- In-house EDGAR filing services (included in the flat fee) eliminates filer agent fees for the issuer’s Regulation A+ submissions.
- Access to Red Rock Securities Law eco-system of administrative FINRA broker-dealers, transfer agents, escrow providers and auditors.
- Access to our exclusive 800-firm FINRA retail broker-dealer database available to Regulation A+ clients.
- Comprehensive services with a “quarterback” approach to managing the process and coordinating vendors that reduces time, effort, and stress for the client.
Optional services for completion and filing of periodic report filings.
Colorado Office
Golden, CO 80401
720-586-8610
Arizona Office
Mesa, AZ 85206
480-545-2020
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