Private Placement Memorandum Services

Red Rock Securities Law provides legal services for the preparation of SEC Regulation D exempt securities offerings including preparation of a Private Placement Memorandum. The Private Placement Memorandum (“PPM”) serves to disclose critical information to potential investors regarding the company and securities offering. Our graphically enhanced PPM’s allow our clients to present to investors a branded, high specification PPM document with a professional presentation value. 
 

Regulation D Offerings are an excellent choice for companies seeking to raise capital through a more simplistic offering that does not require SEC qualification or a Broker Dealer intermediary. A majority of the Regulation D Offerings we prepare are 506(c) exempt offerings that allow general solicitation and advertising of the offering but limit investment to accredited investors only. An SEC Regulation D Offering is a streamlined option for raising capital from investors in accordance with State and Federal rules while minimizing legal and compliance costs. 

Red Rock Securities Law can also build an SEC Regulation D Offering Investor Raise Portal to administer the offering and manage subscription processes.

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    Regulation D Offering Preparation

    Legal Guidance
    PPM and Offering Document Drafting
    SEC Filings
    Entity Formation
    Entity Governance Documents
    Broker Dealer Eco-System

    Regulation D Investor Raise Portal Build

    Regulation D Offering Raise Portal
    Custom Engagement Page Website
    PPM Access Tracking
    Subscription Process Tracking
    Investor Relations Managemment
    Investor and Shareholder CRM

    Why Engage Red Rock Securities Law?

    5,500 Offerings over 25 Years
    Integrated Legal and Raise Tech
    Experienced Legal Team
    A+ BBB Rating
    Flat Fee Offering Preparation
    Broker Dealer Eco-System

    Our sample Private Placement Memorandum is presented below.

    Sample above is for a fictitious company. Note each PPM we prepare is custom-enhanced with graphics and branding thus the enclosed sample is only a draft representative sample. A Red Rock Securities Law final deliverable PPM may not follow this exact format with regards to the content and graphics.

    Whether you are a fund manager, business owner, real estate syndicator or entrepreneur – Red Rock Securities Law can provide the solutions needed to raise capital from investors.

    Call us today to discuss: (720) 586-8610