Raise up to $75m per year with Regulation A. Red Rock Securities Law provides comprehensive SEC Regulation A securities offering preparation legal services and, through our affiliate Red Rock Investor Technology, Regulation A Investor Raise Portal build services to administer the raise.

Regulation A provides the capability for issuers to engage in general advertising and solicitation of the offering and allows accredited and non-accredited investors to participate. Tier 1 Regulation A allows an issuer to raise up to $20m annually and Tier 2 allows up to $75m annually. Tier 2 is the more frequently used program as it allows securities sales in all 50 states immediately upon Federal SEC Qualification.

A Regulation A+ offering is the most sophisticated private securities offering a company can execute and provides the investor acquisition capabilities of a public offering with a more streamlined and cost effective preparation process. Regulation A also has unique benefits such as freely-trading securities and the “selling securityholder” feature that allows existing equity holders in the issuer company to sell securities through the Regulation A+ offering.

Red Rock Securities Law can also build an SEC Regulation A Offering Investor Raise Portal to administer the offering and manage subscription processes. Red Rock Securities Law integrates the legal services for preparing a Regulation A offering with advanced technology for administering the raise.