Raising capital without registering securities with the SEC is possible—but only if you do it correctly. SEC Regulation D is the most commonly used exemption from federal securities registration, and it
When companies raise capital in the U.S., the regulatory pathway they choose matters—not just for compliance, but for who must be involved in the offering. One of the biggest differences
Raising capital in the oil and gas industry has undergone a quiet but meaningful evolution. While traditional bank financing and public markets remain useful, many operators and energy-focused firms are
Founders often assume that a polished pitch deck is the key to unlocking investment. While a strong deck can open doors and start conversations, it rarely closes checks on its
SEC securities offerings that allow general solicitation and access to the retail public, such as SEC Regulation A, are fast becoming a major favorite for real estate fund managers seeking
Raising capital in the modern era has been transformed by programs like Regulation D 506(c), Regulation A+ and Regulation CF. We get many clients seeking advice regarding which type of
The last decade has seen dramatic changes in how companies are able to raise capital from investors. Between the SEC rule changes from the JOBS Act that now allow “public
A significant percentage of our transactional work is for real estate offerings. These offerings are typically for real estate development projects, multi-asset real estate investment funds, and also single asset
A key part of any securities offering that is being generally solicited to the public is investor prospect management. Driving prospect traffic to your raise portal is only the first
With the 2024 election in the rearview mirror – it is now time to analyze the coming Trump Administration’s planned policies and the impact on our economy and the business
Raising capital in the modern era has never been more streamlined with multiple raise options (Regulation D, Regulation CF and Regulation A+) and coordinated raise portal technology to engage investor
Raising capital for your company or project typically involves preparing an SEC compliant securities offering to properly solicit investors and process investment subscriptions. There are a number of options available
Real estate fund sponsors are frequently raising capital from investors to capitalize acquisitions and grow the fund’s asset portfolio. The majority of real estate fund securities offerings tend to be
Using a SAFE (Simple Agreement for Future Equity) to raise funding can be an efficient and founder-friendly way to secure capital early on, but it’s not without its downsides. Here
Building an investor affinity base is a strategic move for any company seeking long-term stability, growth, and resilience in the capital markets. With programs such as SEC Regulation A and Regulation CF
